Advanced Trading Control and Surveillance in Stock Markets

Details

This condensed course focuses on the essentials of trading control in stock markets. Participants will delve into surveillance methodologies, detect irregular trading patterns, and understand the regulatory landscape.

Target Group

Employees and professionals of stock market authorities, regulatory bodies, and surveillance units.

Target Group: Professionals looking to enhance their expertise in trading control, especially in stock market surveillance and regulation.

Goals

• Comprehend the significance of trading control in stock markets.
• Master modern surveillance techniques for effective market oversight.
• Recognize and respond to manipulative and irregular trading patterns.
• Understand the regulatory and compliance standards in stock markets.
• Enhance decision-making skills for trading control scenarios.

Target Competencies

• Surveillance and monitoring efficiency.
• Critical and analytical thinking.
• Regulatory compliance.
• Decisive decision-making.
• Crisis management.

Outlines

Foundations of Trading Control

• Role of trading control in stock markets.
• Market integrity and its connection to trading control.
• Overview of stock market operations.
• Key stakeholders and their responsibilities.
• Importance of market transparency.

Modern Surveillance Techniques

• Introduction to market surveillance tools.
• Real-time surveillance methodologies.
• Automated trading patterns and their implications.
• Effective use of big data in surveillance.
• Case studies of surveillance interventions.